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Financial Times

Brokers and managers grapple with Mifid 'inducement' rule
Financial Times
This was introduced to restrict inducements, where brokers offer research for free as a ploy to attract managers to trade with them. But when Purplebricks quoted the Jefferies note in its rebuttal, it made its contents public. β€œIt's making a mockery of ...


Wall Street Journal

What's in a Broker's Name? SEC to Address Titles Used When ...
Wall Street Journal
Wall Street's chief regulator on Friday confirmed it plans to target potentially misleading titles that stockbrokers use when they advise retail investors.
SEC chair promises 'big effort' on uniform fiduciary standardFinancial Planning
SEC's Clayton: Broker, Advisor Titles Need More Clarity - FA MagFinancial Advisor Magazine

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